lol…(👉🤬💼) did bro just admit to a supervisory failure under finra rule 3110 on fucking camera?? 🔥😐🔥 nice.
📂 “off-channel”
legal definition:
pursuant to sec rule 17a-4(b)(4)
and finra rule 4511,
🤫🚩
✨“off-channel communications” ✨
are any business-related
electronic messages
conducted on
unapproved
fucking
platforms. 💥📢
—
bruh.
💸🕵️♂️
✨ federal regulators 💫
maintain a
😭 strict liability 😭
standard:
if the content
relates to the firm's
"business as such," 🫨✨📂
it must be preserved.
🔥🔥🔥😐🔥🔥🔥
fucking period.
—
let’s just say
flying 1,000 miles
🤬😤✈️👔
just to argue that
a fuck-ton
of hidden cash
💸🤡💥📸
to a non-paying client
in secret transfers
is just "coworker help" 🔥🏛️
…is a fucking choice. 🫢💫
like,
shit—maybe—
a legally catastrophic one.
🙏✨🕊️
hope the flight was worth it. 🤡✈️
—cut—
🥱💥🎥

